William W. Horne
The American Lawyer
Graham Blewitt--with 29 years' experience as a federal prosecutor in
Australia--is not given to exaggeration or emotional outbursts. As
chief of an Australian Nazi war crimes investigations unit from 1989
to 1994, Blewitt, 48, thought he knew all there was to know about
genocide, war crimes, and crimes against humanity. When he joined
the new International Criminal Tribunal for the Former Yugoslavia in
The Hague, the Netherlands, in early 1994 as its deputy prosecutor, he
thought it would just be more of the same. It wasn't.
"I still shake my head when I come across these stories of these
seemingly normal people murdering their neighbors," says Blewitt in
an uncharacteristically choked-up voice. "I can't imagine sitting there
at a barbecue drinking a beer or two with your neighbor one day and
then the next day you're murdering or treating that person in the worst
way."
The fury of the neighbor-on-neighbor violence-perpetrated largely by
the Bosnian Serbs against Muslims as part of a campaign of "ethnic
cleansing"--is one of the mysteries of the Bosnian conflict for
international spectators. Even the Nazis, Blewitt points out, killed
their victims in a cold, efficient manner; rape and torture were the
exception, not the rule: "But the atrocities here, this is blood lust."
This blood lust is not just about territory; it's about centuries-old
hatred that has boiled over into a cycle of atrocity and revenge. What
happened to the European Jews 50 years ago at the hands of the Nazis
is happening to Bosnian Muslims at the hands of the Serbs right now.
For three-and-a-half years, Serbs have thumbed their noses at
international attempts to resolve this war on their Muslim neighbors.
The world powers have wrung their hands, their peacemaking and
diplomatic efforts in the former Yugoslavia not only failing to end
conventional war-making--armed soldiers killing armed soldiers on a
battlefield-but failing also to deter the commission of war crimes. The
Serbs, by far the biggest perpetrators, have not been forced to answer
for these crimes, and so they have not.
But in November--after two-and-a-half years of battling its United
Nations paymaster for funding and overcoming the nightmarish
logistics of collecting evidence in a war zone--the tribunal is scheduled
to try its first defendant, Bosnian Serb Dusko Tadic, in front of three
judges and a worldwide television audience. 1
It may be the most important criminal trial in this century. More
important than the treason trials of Ethel and Julius Rosenberg and of
East German spymaster Markus Wolf. More important than the
Watergate trials, the Rodney King case, the Chicago Seven trial, and,
yes, even O.J.
Not because the alleged crimes--132 counts related to rape, murder,
and torture--are necessarily worse than those committed by the
thousands of war criminals who now range freely in Tito's former
domain. And not just because the case will forge new international
legal precedents.
Tadic's trial will likely be the most significant criminal trial in this
century because it is a chance, finally, for the world to redeem the
international rule of law and prove it learned something from the
horrors of World War II. Unlike Nuremberg, the Tadic trial will
unfold in the middle of the war for the former Yugoslavia. While
Nuremberg came too late to help the Nazis' victims, the Tadic trial and
those that follow at least have a chance of deterring Serbs and others
from continuing to commit war crimes.
Most of us have grown accustomed to, even bored by, that far-off
conflict between Serbs and Bosnian Muslims and Croats. The daily
tales of atrocities are just that--too daily, too regular to sink in. Sure,
we may flinch when faced with a photograph of an injured child or a
corpse. Yet we turn the page or change channels, and the images
vanish. That apathy--that conclusion that war, murder, rape, even
genocide are out of our control--is why the Tadic trial is so important.
The Tadic trial itself will not bring peace. That must ultimately come
from the participants. But no peace will last unless the victims see that
some form of justice is meted out to the perpetrators. And if the
prosecutors are even half right, Dusko Tadic (pronounced DOO-shko
TAH-ditch) is a perpetrator of the worst sort.
Tadic's alleged crimes make even a seasoned war crimes prosecutor
like Graham Blewitt blanch. Tadic, a 39-year-old former café owner in
the Prijedor opstina, or district, in northeastern Bosnia is charged with
committing war crimes and crimes against humanity for the part that
prosecutors say he played in 13 deaths, a rape, and several torture
incidents in Bosnia and Herzegovina in May through August 1992.
Among his more gruesome alleged exploits: forcing one prisoner to
bite off the testicle of another, who subsequently died as a result.
Most of the allegations against Tadic--including the castration charge-
-relate to his activities at the now-notorious Omarska concentration
camp, where hundreds if not thousands of the Bosnian Serbs'
prisoners--nearly all Bosnian Muslims, civilians and soldiers, men and
women--were horribly abused and often killed by their captors. What
makes Tadic's crimes even more heinous--if true--is that he was
neither a commander nor a guard at the camp; he was one of what
prosecutors at the war crimes tribunal call "camp visitors," outsiders
who only visited the camps to participate in and direct the sadistic
treatment of the prisoners--many of them their former neighbors.
Tadic has pled not guilty and claims he was not at the camps when the
crimes were committed. In November, if everything goes as scheduled,
the world will find out if he's telling the truth.
And if all goes as planned, those tuning in to the trial will see well-
prepared advocates from both sides before experienced judges in a
gleaming new courtroom--the epitome of smooth-running
international justice.
But the road to Tadic has been a rocky one. As you will read, for those
at the tribunal who have made the journey, who have made personal
and professional sacrifices in an attempt to bring the rule of law back
to Bosnia, Tadic represents the end of a tortuous two-and-a-half-year
odyssey. "There's always been a great sense of urgency, [a sense] that
the tribunal's future depended on getting results," says Blewitt.
END-RUNNING THE U.N.
The international criminal tribunal for the former Yugoslavia is in a
four-story sand-colored building in a quiet suburb of The Hague. A
yellow brick drive sweeps past a reflecting pool dotted with modern
sculpture, its surface mirroring the crescent-shaped tribunal building.
Only a tiny sign confirms the tribunal's existence. From the outside,
little activity is apparent on a midsummer's day.
Inside, it's a different story. Nine teams, each with four to seven
experienced lawyers and investigators, are working furiously to put
together cases and indictments. In the course of five days of interviews
at the tribunal in late June, chief prosecutor Richard Goldstone and his
deputy, Blewitt, are everywhere, poking their heads into offices,
buttonholing people in the hallways, rushing off to strategy sessions.
With 21 indictments issued in February and March and the Tadic trial
looming, the tribunal has suddenly become a factor in the Bosnian
quagmire. Will the prosecutors' actions affect the peace process? Are
they prolonging the war or shortening it?
The war crimes prosecutors don't care about those issues. In late July
they raised the stakes even higher by indicting Bosnian Serb leader
Radovan Karadzic and his army commander, General Ratko Mladic,
for genocide and crimes against humanity "arising from atrocities
perpetrated against the civilian population throughout Bosnia-
Herzegovina, for the sniping campaign against civilians in Sarajevo,
and for the taking of U.N. peacekeepers as hostages and their use as
human shields," according to a tribunal press release. They also
indicted Croatian Serb leader Milan Martic for ordering the shelling of
Croatia's capital, Zagreb; 15 guards, camp commanders, and visitors
to the Luka and Keraterm concentration camps; and six local Serb
politicians and paramilitary leaders for directing the ethnic cleansing
of a town called Bosanski Samac.
The tribunal's spate of pretrial proceedings, indictments, and deferral
proceedings appear to be the result of a coordinated, well-funded effort
by the U.N. and the tribunal staff. The prosecutor is chasing, catching,
and trying the bad guys, just as prosecutors do the world over.
But these recent highlights cannot obscure the tribunal's painful road
to maturity. After all, the crimes with which Dusko Tadic is charged
were allegedly committed in the spring and summer of 1992, three-
and-a-half years ago. The U.N. and international community were well
aware from press reports that summer that war crimes were being
committed in the Bosnian conflict and that death camps had
reappeared in Europe for the first time since 1945. From the
beginning, however, the international response was anemic; it took a
handful of determined people to push toward a fully operational
international war crimes tribunal.
The first was law professor Cherif Bassiouni of Chicago's DePaul
University. In October 1992 the U.N. Security Council established a
five-member commission of experts to collect evidence of alleged
atrocities in the former Yugoslavia. It was a meager start: The U.N.
covered only the salary of the chairman and five staff members and the
expense of traveling to the former Yugoslavia. The U.N. did not cover
the enormous cost of conducting on-site investigations, and collecting
and recording that evidence in a central database.
But it was a start, and Bassiouni, an international law expert who was
a member of and later chaired the U.N. commission, worked tirelessly
to collect evidence while it was fresh, recruiting scores of volunteers
and experts lent to the commission by the governments of such
countries as Canada, Norway, and the Netherlands, and private groups
like Physicians for Human Rights. The governments of Austria,
Germany, and Sweden interviewed dozens of refugees in those
countries on behalf of the commission, and the commission itself
conducted 35 field investigations.
Bassiouni says that from the beginning it was obvious to him that
certain powerful member states of the U.N.--such as Great Britain and
France--had no appetite to pursue war criminals. "But I found a way to
end-run the pattern of delay the U.N. was engaging in," he says. When
the U.N. declined his request to set up a database collection operation
in Geneva, he set one up right at his own university in Chicago. When
funding dried up, he drummed up more by convincing certain
countries to kick in to a voluntary trust fund he says the U.N. set up at
his behest.
Even at this early stage, the alleged deeds of Dusko Tadic did not
escape the attention of the war crimes investigators. On October 18,
1992, Newsday published a story by Roy Gutman--one in a series that
won a 1992 Pulitzer Prize--on the notorious Omarska death camp.
Among the dozens of survivors' stories Gutman recounted was one
involving the castration of a man named Emir Karabasic. Prosecutors
would later determine that the victim's name was Harambasic, but the
facts alleged were the same. According to Tadic's February 1995
indictment, "The group of Serbs, including [Dusko] Tadic, severely
beat the prisoners with various objects and kicked them on their heads
and bodies. After Fikret Harambasic was beaten, two other prisoners,
"G" and "H," were called out. A member of the group ordered "G" and
"H" to . . . sexually mutilate Fikret Harambasic. "H" covered Fikret
Harambasic's mouth to silence his screams and "G" bit off one of
Fikret Harambasic's testicles. . . . Harambasic died from the attack."
Press reports were an important source of information for the
commission. That castration-murder described in Newsday was
entered into Bassiouni's growing database-an incident that would later
be cross-referenced to dozens of others involving Tadic, a café owner
and karate teacher turned alleged camp terrorist.
Tadic had become an important blip on the embryonic tribunal's radar
screen.
ELEVEN JUDGES, NO PROSECUTOR
The Security Council officially established a war crimes tribunal for
the former Yugoslavia May 25, 1993, shortly after the U.N. had
received the experts commission's first interim report. It took another
four months for 11 judges to be confirmed by the U.N.: three from
Asia, two from Europe, two from Africa, two from North America-
including one of only two women on the panel, former Houston federal
district judge Gabrielle Kirk McDonald, who will also be hearing the
Tadic case--and one each from Latin America and Australia.
Italy's Antonio Cassese was elected by his fellow judges as the
tribunal's president, or chief judge. He administers the chambers,
including assignment of judges to cases, and is himself the head of the
five-judge appeals chamber. (There are two trial chambers and one
appeals chamber at the tribunal.)
Interviewed in his football field-sized office at the tribunal, Cassese,
58, is a small, expressive man who takes his job seriously. Should he
lapse into lightheartedness, he has only to glance up at his walls; four
large color photos depict the dead and walking wounded in the former
Yugloslavia, and a fifth is of wasted, hollow-cheeked inmates at
Omarska. But don't all these photos of Muslim victims give the
appearance of anti-Serb bias? "No, no, no," he exclaims, his hands
chopping the air for emphasis. "It doesn't matter to me what side of the
conflict they are on. These are just to remind me of the job we have to
do here."
When he arrived at The Hague to be inducted as a judge in November
1993, Cassese, an international law professor at the University of
Florence who has written extensively on war crimes, was stunned by
what he found. "There was zero!" he exclaims. "Nothing! We had four
secretaries, a few computers, and the U.N. had rented a meeting room
and three small offices in the Peace Palace. The rent was paid for two
weeks."
Eager to fulfill his mandate, Cassese convened the first working
session of the tribunal shortly after the judges' induction ceremony. He
has apparently never let up. "Some of us were saying, 'Let's go slow,' "
recalls U.S. tribunal judge McDonald. "But to be frank, [Cassese]
wanted us to accomplish something quickly."
The criminal procedure rules were hashed out in two plenary sessions
that resulted in a first draft in February 1994. (By contrast, it took a
committee of American judges and law professors four years to draft
the federal Rules of Criminal Procedure in the early 1940s.) Since
most of the judges and the acting prosecutor were from common law
countries, the code is skewed toward that adversarial model, but it has
clearly defined elements from civil jurisdictions as well, such as
allowing judges to call and question witnesses of their own accord.
Next, unperturbed by what had already become a fiscal tug of war with
his U.N. masters, Cassese found bigger, more expensive space to house
the tribunal-its prosecution office, chambers, and a courtroom. He
commissioned construction of a custom-designed, state-of-the-art
courtroom. An expert on detention, Cassese toured several prisons to
determine the most humane, sophisticated design, then oversaw the
construction of a modern 24-cell detention center for the tribunal's
accused that was built in the center of a Dutch prison in The Hague,
where the Dutch prison's former courtyard once was. Prisoners have
their own TV, radio, and shower, but security is extremely tight.
Visitors, for example, must go through first the Dutch prison's
checkpoints and then the U.N.'s before reaching the cells housing
suspected war criminals. By May 1994 the court had also issued
comprehensive rules governing the detention of accused war criminals
and the assignment of defense counsel.
"We had to invent and take a fresh approach to everything," Cassese
recalls.
Despite Cassese's forceful leadership, a key component of the tribunal
was still missing: a chief prosecutor. The Venezuelan who had been
appointed in October 1993, Ramón Escobar-Salom, quit in February
1994 to take a position as minister of interior relations with his
government-without having done any significant work as prosecutor.
"I thought, 'You let us down,' " declares Cassese. "We asked him to at
least recruit a deputy before he left."
WE HAVE A POPE!
Fortunately, a thousand miles away, Graham Blewitt was casting about
for a new position. After 24 years as a prosecutor, Blewitt had spent
the last five as the director of the Nazi war crimes investigation unit of
the Australian equivalent of the FBI, known as the National Crime
Authority. (The Australian government had disbanded that unit after
their third prosecution wound down in late 1993.)
Blewitt remembers the chill he felt upon reading of Serbian "ethnic
cleansing" in 1992. That precise term had been used by the Nazi-
backed Croats in their vicious campaign against Serbs during World
War II; Blewitt's war crimes investigations required him to travel to
the former Yugoslavia to interview witnesses and to the Ukraine to
exhume graves. Now the witnesses were young and the graves fresh.
He sent a query letter to the U.N. in early 1994, interviewed with
Escobar, and was offered the job of acting deputy prosecutor a few
days after he returned to Australia.
When Blewitt joined the tribunal in late February 1994, "there were
hundreds of applications from people volunteering their services," he
says. To his chagrin, however, while there were many lawyers eager to
join the tribunal as either prosecutors or investigators, few veteran
investigators had applied, and they were crucial to the next stage of the
tribunal's work. The massive final report of Professor Bassiouni's
commission of experts was due to arrive in late April, including
68,000 pages of documentary evidence and some 300 hours of video
evidence. Using that report as a "blueprint," explains Blewitt,
investigators could begin to develop the tribunal's cases.
Blewitt says he started calling potential investigators throughout the
world and over the next two months convinced a handful to come. Fate
intervened at that point: The United States lent 22 lawyers,
prosecutors, FBI agents, and other experts on its payroll directly to the
tribunal for as long as they were needed. "It's worth saying that
without that contribution at that time we wouldn't have started to
investigate as soon as we did," says Blewitt.
Meanwhile, the U.N. Security Council continued its search for a big-
name prosecutor who could lead the tribunal toward indictments and
trials. It was a ridiculous effort that highlighted the council's inability
to act on crucial global issues. According to Professor Bassiouni--who
was nominated by U.N. secretary general Boutros Boutros-Ghali in
August 1993 but failed to get enough votes in the Security Council--it
was individual member states of the council that caused the delay in
appointing a prosecutor.
The council considered both formally and informally half a dozen
candidates for the office between August 1993 and the summer of
1994. These included a high-ranking Scottish prosecutor, the attorney
general of Kenya, a Canadian war crimes prosecutor, a former attorney
general of India, a Swiss vice-president of the European Commission
on Human Rights, and a high court judge from Mauritius. Some didn't
want the headache of the job; others were nixed by Security Council
members. (A single member could veto any candidate.) Covington &
Burling partner Charles Ruff, a former U.S. attorney, was pushed by
the U.S. delegation and the White House, says Bassiouni. But Russia
reminded the U.S. of an informal agreement among Security Council
members not to nominate candidates from any permanent members of
the council, who were deeply involved in the peace negotiations and
peacekeeping activities in the former Yugoslavia. Ruff's name was
withdrawn. (Ruff confirms he was a candidate but says he does not
know why his name was withdrawn; State Department legal adviser
Conrad Harper declines to comment on the appointment process. A
senior U.N. official concedes that there is "no question that time was
lost," but attributes the delay to political wrangling within the Security
Council and an unfortunate choice in Escobar.)
Cassese says he grew desperate; the rules of procedure specified that
only the prosecutor was authorized to conduct investigations and file
indictments. "I was so dejected I said, `Why don't we resign en masse
to show the public we cannot go on?' " says Cassese. Instead, he took
matters into his own hands. Throughout June he called lawyers and
judges around the world that he knew from his years on international
commissions and human rights organizations, soliciting candidates.
One name popped up more than once: South African judge Richard
Goldstone, darling of the antiapartheid forces.
Goldstone had just completed his work as chair of the Goldstone
Commission, a massive, controversial three-year probe into the causes
of the South African political violence that had left scores of black
South Africans dead or wounded since 1991. On July 4 Cassese
informally approached Goldstone. Would he take on the job as the
tribunal's chief prosecutor?
Goldstone says he was interested but was concerned about leaving
South Africa at "an exciting and important time in its history." When
he first consulted with the new minister of justice, the difficulty of his
decision was compounded: He was told that he was one of four judges
that soon would be unanimously appointed to South Africa's new 11-
judge Constitutional Court. By taking the two-year stint as prosecutor,
Goldstone would lose the opportunity to participate in seminal cases in
South African constitutional history. "It'd be like missing a chance to
write Marbury v. Madison," says Vernon Grigg III, Goldstone's former
clerk, now at San Francisco's Keker & Van Nest.
Mandela, however, had a solution: Goldstone would do both.
"President Mandela thought it was important for South Africa to
accept the first prominent international job offered to a South African
since our readmission to the world," recounts Goldstone. In fact,
George Bizos, Mandela's personal lawyer, says Mandela felt indebted
to the U.N. for its role in obtaining his release from prison. So it was
set: Goldstone would go to the tribunal and Mandela, by pushing
through a constitutional amendment, would hold open Goldstone's
spot on the high court until his return. (The new court's judges are
appointed to seven-year terms; Goldstone will return to serve out the
five years remaining in his term.)
For two days, says Cassese, he tapped his fingers and paced, waiting
for an answer. On July 6 he had it: Goldstone accepted.
An ebullient Cassese rushed out faxes to the tribunal judges with a
traditional message from the Vatican heralding papal succession:
"Habemus papum! "
We have a pope!
THE POPE ARRIVES
Richard Goldstone, 56, can be a charming, thought-provoking
conversationalist and host. He is well-traveled, reads prodigiously--
favoring thick biographies of politicians, lawyers, and civil rights
leaders--frequently dines out (as in South Africa, with a squad of
bodyguards poised nearby), and is a world-class wine connoisseur. But
when it comes to his work, Goldstone, a short, stern-faced man with a
piercing gaze and an unflappable demeanor, is all business.
In fact, Goldstone's straightforward style is probably the perfect
counterbalance to that of more emotional members of the tribunal,
notably Cassese. Upon arriving in The Hague in mid-August of 1994,
Goldstone recognized that his was a big-picture diplomatic role and
that the hands-on prosecution work could be pushed down to
experienced prosecutors and investigators like Blewitt--at least for the
time being.
"I felt that my first goal was to turn around the credibility crisis,"
recounts Goldstone. "The international media had become very
antagonistic because of the delays in getting going. They had
determined there was some sort of conspiracy, that the U.N. set up the
tribunal only as a conscience salver, as a bargaining chip in the peace
process."
Goldstone says he gave two dozen interviews and press conferences
during his first month at the tribunal. He got out the message that the
tribunal was in business and was not conspiring to dawdle while the
war criminals got away with murder. It was a comfortable role; after
all, Goldstone had made daily appearances on South African TV while
he chaired the eponymous commission that routed out the causes of
South African violence and paved the way for the 1994 elections there.
Still, the media and cynics like Cherif Bassiouni-who had had his
fingers burned by the U.N.'s seeming apathy to his work on the experts
commission-quickly put Goldstone's patience to the test.
On October 2, six weeks after he joined the tribunal, CBS television
newsmagazine 60 Minutes ran an unflattering story about the tribunal
called "An Exercise in Hypocrisy." While the tribunal and Goldstone
were not faulted for the court's failure to indict, much less try, any war
criminal to date, Professor Bassiouni, former secretary of State
Lawrence Eagleburger, and John Fox, a former State Department
official who had been monitoring the former Yugoslavia, lambasted
the "hopelessly complex U.N. bureaucracy . . . intent on throttling the
tribunal's every effort," in the words of Mike Wallace.
Goldstone, recognizing that good press required tangible results,
began his own push for progress. The tribunal was still operating on a
quarterly budget; every three months the tribunal had to reapply to its
U.N. paymaster for the next quarter. "Imagine how hard it is to attract
good people with that kind of job security," says Blewitt. And new
hires were subjected to the U.N.'s time-consuming, paper-intensive
vetting process.
Goldstone made numerous calls and two trips to New York in the fall
of 1994, ingratiating himself with the various U.N. policy wonks who
control funding, working the maze of power and pettiness. He asserts
now that he discovered that the U.N. had not been consciously tugging
at the new court's purse strings. "It took a while to sort out," he says,
"but it was not a question of the U.N.'s ill will. They simply had great
difficulty fitting a judicial body into the U.N. structure." A senior U.N.
official concurs with Goldstone's assessment, adding that the general
assembly has made "a real effort" to accommodate the tribunal's
financial needs: "We won't pretend this was all done impeccably, but
this is the first time anything like this has been done."
Still, it wasn't a pleasant task. "Dealing with [the U.N.'s] bureaucratic
rules was extremely frustrating and time-wasting," Goldstone recalls.
But Goldstone managed to convince the U.N. funding committee to
give his new hires guaranteed one-year contracts, allowing him nearly
to double the tribunal from 45 to 80 employees by the end of 1994, and
to grow to its current size of some 250. (In 1994 the tribunal's budget
was $11 million. For the first half of 1995 the tribunal requested and
received quarterly installments of an unapproved $28 million annual
budget. That budget was finally approved on July 18.)
Goldstone also played diplomat, forging critical relationships with the
U.N. High Commissioner for Refugees (UNHCR), the International
Committee of the Red Cross (ICRC), and the U.N. Protection Force in
Bosnia (UNPROFOR). The UNHCR and ICRC monitor the shifting
Muslim and Serb populations in the wake of the Serbs' ethnic
cleansing campaigns and interview victims and witnesses to alleged
atrocities. UNPROFOR, among other things, maintains reports on the
shelling of civilian targets, conducts its own investigations of alleged
war crimes, and provides protection and access to the tribunal's
investigators when they conduct investigations in the former
Yugoslavia. "Without our own police force we must convince others to
perform forensics tests, etc., for us," says tribunal investigator J.J. Du
Toit, a prosecutor who worked for the Goldstone Commission before
joining the tribunal. "[Goldstone] opened the doors to get that
information back to the tribunal."
All this shuttle diplomacy to New York, London, and Geneva took
Goldstone away from the tribunal during his first two months on the
job. But it was worth the payoff. "He ensured the tribunal's survival,"
says senior prosecuting trial attorney Grant Niemann, the veteran
Australian prosecutor who will prosecute Tadic.
With money and staffing concerns allayed, Goldstone turned next to
the tribunal's mandate, prosecuting war criminals. With no potential
defendants in custody, Goldstone considered the next best possibility,
an indictment.
NO NUREMBERG
As with everything having to do with an international tribunal that
attempts to meld people from 29 different cultures into a single
cohesive unit, putting together a simple indictment can take ages. The
lawyers are dealing with unfamiliar crimes committed in a foreign
country, interpreting a brand-new code of evidence, working with
unfamiliar people. Their primary targets--the Bosnian Serbs--are the
victors rather than the losers of this conflict so far. And the Serbs,
unlike the meticulous Germans in the last world war, have kept no
detailed accounts of their deeds. So suspects and evidence are hard to
come by. "There's no question that this is no Nuremberg," concedes
senior prosecuting trial attorney Minna Schrag.
When Goldstone started looking for someone to indict in the fall of
1994, the office's best evidence concerned Serbian ethnic cleansing
activities in the Prijedor district in northeastern Bosnia, where the
Keraterm, Trnopolje, and Omarska concentration camps were located.
The commission of experts report had concentrated on that region,
concluding that the prewar population of some 53,000 non-Serbs in
that region had been reduced to approximately 2,500 by May 1994
through forcible eviction. But was there enough evidence to indict? It
depended on whom you asked.
Tribunal investigator Jean-Pierre Getti, a well-known French
investigating judge who conducted the war crimes investigation of
former Nazi collaborator Paul Touvier, recalls that a healthy debate
broke out at the tribunal over the standard for indicting.
The civil law view, Getti explains through an interpreter, is to require
"serious and corroborated" evidence, while the common law
interpretation is stricter: evidence sufficient to establish a "prima
facie" case.
The prosecutors went with the more conservative common law
interpretation, delaying the first three indictments somewhat, Getti
says. For the last five indictments, says Getti, the prosecutors settled
on a standard that falls somewhere between the two interpretations.
The culture clash over evidentiary standards was hardly the first
dispute among the tribunal's disparate, polyglot assemblage of lawyers,
investigators, and judges. (French and English are the official
languages of the tribunal; English is the de facto working language.)
Even the smallest details continue to be debated--and slow the pace of
the proceedings. "What form should the interviews [of witnesses]
take?" queries prosecutor Minna Schrag, now on leave from New
York's Proskauer Rose Goetz & Mendelsohn, where she is a litigation
partner [In the News, April]. "What should an indictment look like?
None of the indictments we've issued has looked the same, and the
next indictment won't look like any of the previous indictments."
Another member of the tribunal defends its deliberative style. Patricia
Viseur Sellers, a former Philadelphia public defender, is the tribunal's
legal adviser on gender-related crimes, namely rape. (Rape has long
been categorized as a war crime or crime against humanity under the
Geneva Conventions. But the Tadic trial will be one of the first times,
say prosecutors, that rape, used as a systematic tool of terror and
intimidation against a civilian population, will be prosecuted as a war
crime.) Sellers asserts that prosecutors simply want to do things right
the first time around because they "know every step might be
historically important, that they are on a world stage."
Nonetheless, through a process of trial and error, the kinks--for the
most part--have been eliminated from the tribunal's system of
investigations and indictment, which now works something like this:
The nine investigation teams assemble proof of the underlying crimes-
evidence that includes depositions, reports by military observers, press
reports, photographs, maps, charts, autopsy reports, etc. Each team has
a data analyst to organize and ensure the chain of custody of evidence.
The teams or portions of the teams may travel to the former
Yugoslavia and other countries to depose witnesses and victims, and
collect other evidence both as to the alleged crimes and on any
suspects that have emerged. (In 1994 20 three-member teams
conducted field investigations; 45 teams are expected to conduct such
investigations this year, each for an average of two weeks per month.)
The legal adviser assigned to each group works with one of the three
senior prosecuting trial attorneys to determine under which article of
the tribunal's authorizing each alleged crime falls. (Those trial
attorneys, Australian Grant Niemann, American Minna Schrag, and
Swede Eric Ostberg, will lead the prosecution teams at trial.) A rape,
for example, may be a crime against humanity (Article 5) and a war
crime (Article 3). An indictment is then crafted by those attorneys that
ties the acts alleged to the charge under the statute. Commander
William Fenrick, a Canadian expert on the laws of war, is often
consulted at that stage about the finer points of fitting the alleged acts
into a military context. Those preliminary indictments and the offers
of proof--often hundreds of pages of documents and testimony--are
then reviewed by deputy prosecutor Blewitt, who in turn forwards it to
chief prosecutor Goldstone for final approval.
While the system sounds simple, even the smallest detail takes far
more time and resources than would be necessary, for example, in a
federal criminal investigation in the United States. Consider a simple
victim or witness statement, as described by American prosecutor
Schrag. First investigators have to locate a witness to a particular
crime. Many witnesses are in refugee camps or otherwise transient and
difficult to reach. Once the witness is contacted, he or she has to agree
to speak against the perpetrator. Many with families in occupied areas
fear retaliation and will not testify; others, particularly victims, are too
scarred by their experiences to do so. "These are badly damaged
people," says Tadic prosecutor Niemann.
If they do agree to speak, an interpreter and two investigators must
travel from the tribunal to wherever in Europe the witness is located.
As one investigator questions a witness, the interpreter translates the
Serbo-Croat into English and vice versa while another investigator
takes notes. Those notes are later typed up into a statement in English
that is then read back to the witness in Serbo-Croat for oral approval.
The witness makes adjustments, and then the final statement, in
English, is signed by the witness.
In spite of these logistical obstacles, the tribunal rumbled along
through the fall of 1994 and finally, on November 7, Goldstone issued
his first indictment, of Susica camp commander Dragan Nikolic.
POTEMKIN TRIBUNAL?
Nikolic was probably not the best choice for the first indictment. He
had some command responsibility for a small group of guards, and
had allegedly participated in multiple murders and torture. But he
could not be charged with genocide, the crime of crimes, and was not
accused of rape--a little prosecuted international war crime that
prosecutors hoped to showcase at the tribunal as a crucial means of
deterring more rapes from being committed during the conflict. He
was not even within the investigators' main region of concentration,
the Prijedor district. He also was not in custody.
Did that first indictment relieve the pressure on the tribunal to get
results? "Not very much," Goldstone admits. (At press time Nikolic
remained at large; the prosecution has filed no further proceedings
concerning him since his indictment.)
In fact, in an interview with The American Lawyer shortly after the
indictment was issued, Professor Bassiouni, the former head of the
commission of experts, voiced his concern about the tribunal's ability
to carry out its mandate.
"You should call your story the 'Potemkin Tribunal,' " fretted
Bassiouni last November. "They have a magnificent building in The
Hague, a great prosecution team. But in the end when you look behind
that to see what's there, the answer is 'not much.' "
Bassiouni suggested then that despite the Nikolic indictment, the
tribunal was still merely a facade behind which the U.N. could hide
when criticized for botching its so-called "peacekeeping" mission in
the Balkans. The U.N., he posited, had no intention of letting its own
tribunal muck up the peace that some of its more powerful members,
namely France and Great Britain, were then brokering with the Serb
leaders--leaders who had been identified as probable war criminals
way back in December 1992 by then--U.S. Secretary of State Lawrence
Eagleburger.
"Even after you achieve something, people just want more," sighs
Goldstone. More, however, was just around the corner.
In February 1994 German police had arrested Dusko "Dule" Tadic in
Munich, where he had been hiding out at his brother's apartment.
Refugees from the Serbian death camps now living in Germany had
spotted their tormentor and identified him to German authorities as a
Bosnian Serb who participated in a series of horrific crimes against his
former Muslim neighbors in the Prijedor district of Bosnia. (Germany
arrested and charged Tadic under international war crimes laws with
aggravated assault and murder, or crimes against humanity, as well as
genocide.)
Graham Blewitt had heard of Tadic's arrest long before Goldstone's
arrival and had been keeping tabs on the German proceedings. Shortly
after Goldstone came on the scene in August 1994, though, Goldstone
locked in on the bird nearly in hand, shifting a team of 20
investigators, lawyers, and analysts to Tadic and others who allegedly
committed atrocities at the Omarska concentration camp in mid-1992.
On November 8, the day after Nikolic was indicted, Goldstone
formally asked Germany to defer prosecution of Tadic to the tribunal.
(In addition to the practical effect of granting the tribunal exclusive
jurisdiction, deferral proceedings are a potent public relations tool,
permitting the prosecution to air unsubstantiated charges against
individuals prior to their indictment and signaling the tribunal's
imminent indictment of those accused in local war crimes
proceedings.) The tribunal supported its request with 13 pieces of
documentary evidence-such as maps, newspaper clippings, and
photographs-and 19 statements from witnesses scattered throughout
Germany, the Netherlands, Norway, Sweden, and Switzerland. But it
took nearly six months for the German parliament to pass a law
permitting the transfer of the case to the tribunal.
Meanwhile, pressure on the prosecutors to act came from a surprising
new quarter: the tribunal judges. On February 1 president Cassese
issued an odd press release on the judges' behalf in which they "wished
to express their concern about the urgency with which appropriate
indictments should be issued," and that went on to state that the judges
"were anxious that a programme of indictments should effectively
meet the expectations of the Security Council and of the world
community at large."
The release is pure Cassese: prickly, brazen, impassioned. But it also
betrays Cassese's civil law roots, where the prosecutor and the judges
are often more or less on the same side, as well as perhaps the hubris
and inexperience of a law professor turned judge.
Prosecutors who had been in the trenches for months weren't pleased.
"They were impatient and frustrated," says Blewitt. "But we were
already aware of the urgency of getting some results. We thought it
was a useless statement."
Indeed, two other judges interviewed for this article, McDonald and
Malaysian judge Lal Vohrah--both from common law countries--say
they do not believe it is their role to tell the prosecutor how to do his
job. "We want to work, to try cases," says Vohrah, 61, a thoughtful,
articulate jurist who gave up a spot on what is now Malaysia's highest
court to join the tribunal. "But who is to be prosecuted is not our
responsibility." (Vohrah, in fact, says he does not remember if he
discussed Cassese's release before it went public.)
Goldstone is diplomatically taciturn on the topic, noting only that he
had spoken to Cassese before the statement was released and agreed
that issuing indictments of the leaders with command responsibility as
soon as possible was a goal. He declines otherwise to comment, noting
that the relationship between the prosecutors and the judges was a
"sensitive one that was not a matter for public debate."
Cassese makes no apologies. "Nikolic was small fry," he contends.
"Allegedly he killed a few people. Minor thugs who rape or kill,
without command responsibility, should be [handled] by the state
courts." (The indictment does specifically refer to Nikolic's command
responsibility as camp commander; and includes eight counts of
murder.)
The tension between the two men and their departments now seems to
be subsiding. But Judge McDonald's delicate assessment? "Let's just
say that relations between the office of the prosecutor and the judges
have not been as close as they were in the past."
Whether or not it was Cassese's doing, the tribunal did blast into
action shortly after this intramural spat.
THE TURNING POINT
On February 13 the tribunal indicted Tadic and his 20 death camp
colleagues--the commander, guards, and several Serb visitors to
Omarska. In April Germany turned Tadic over to the tribunal in The
Hague, where he became the sole occupant of Cassese's twenty-first-
century detention center. The tribunal finally had a defendant in
custody.
In May Goldstone dropped two bombshells. First, he expanded the
tribunal's prosecutorial scope by requesting Bosnian authorities to
cease their own prosecution in the Lasva River Valley investigation.
That investigation--into the April 1993 slaughter of some 114 Muslim
women, children, and old men from the village of Ahmici, Bosnia, in
front of scores of survivors and other witnesses--targeted Bosnian
Croats. Previously, all 21 of those indicted by the tribunal were
Bosnian Serbs. It was a carefully calculated move by Goldstone: "It's
crucial that the mechanism is perceived as fair by all sides" to the
conflict, he explains, in order to "break through the endless cycle of
atrocity and revenge."
Goldstone had again taken a page from his South African experience
investigating the causes of political violence. "He recognized that the
credibility of the tribunal depended on demonstrating we would go
after Croats, Serbs, and Muslims alike," says deputy prosecutor
Blewitt.
Then, a week after the Lasva Valley deferral application was filed last
May, Goldstone filed a controversial deferral application with the
Bosnian war crimes commission related to the Bosnian Serb
leadership--namely Karadzic, General Mladic, and former police chief
Mico Stanisic. (Bosnia has set up its own war crimes commission and
was then in the process of investigating the Bosnian Serb leadership.)
The application specifically mentioned investigating their command
responsibility for "genocide, other serious offenses against civilians,
and destruction of cultural and historical monuments," as well as the
"protracted siege of Sarajevo and the unlawful attacks upon civilian
members of humanitarian agencies, members of the United Nations
peacekeeping forces, aid convoys, and aircraft at Sarajevo."
The peace negotiators instantly expressed their distress at Goldstone's
timing. "This decision could damage the peace efforts in the Balkans,"
warned a spokesman for the Russian foreign ministry. A cease-fire was
on the verge of expiring; negotiators now faced the prospect of making
a new deal with named war crimes suspects. To add insult to injury,
Goldstone announced that the suspects would likely face indictments
by the end of the year.
At an April 24 press conference, according to a wire report from
Agence France-Presse, Goldstone had a simple response to the
supposed political inconvenience of his announcement: "We're not
politicians, we're lawyers."
With the Tadic arraignment, the deferral applications, and nine
investigation teams churning toward more indictments, the image of
the tribunal as a do-nothing Security Council lapdog has been
vanquished, possibly forever. Even Professor Bassiouni voices cautious
optimism on the future of the tribunal: "I think there is a momentum
building in world public opinion, a moral drive by the media, [the
human rights] community, and scholars to give legitimacy and
credibility to this tribunal."
Since April, in fact, the tribunal has had enough activity from Tadic
alone to keep up a steady trickle of good press. In June the trial
chamber heard motions on the protection of victims and witnesses in
the case. In July the court heard a defense motion challenging its
jurisdiction; on August 10 the tribunal denied the defense motion. The
court will soon hear defense motions to exclude testimony obtained
from the German prosecutors and on double jeopardy. (The defense
claims that because German authorities had commenced judicial
proceedings against Tadic, the tribunal is precluded from trying him.)
On July 25 the tribunal indicted the Bosnian Serb leadership, Karadzic
and General Mladic, for their command responsibility for the
commission of genocide, war crimes, and crimes against humanity.
(Karadzic, Mladic, and 43 other war crimes indictees are still at large
in Serbian-held areas of Bosnia or Croatia. Not surprisingly, Karadzic
does not recognize the tribunal's competence and has said he will not
turn over his citizens to stand trial.) Decisions, appeals, and perhaps
more indictments can be expected to keep the tribunal in the public eye
sporadically until November. With no other suspects in custody,
prosecutors may also consider filing a Rule 61 proceeding for some of
those indicted, such as Susica camp commander Dragan Nikolic.
Rule 61 of the tribunal's code of criminal procedure is the common law
answer to trials in absentia. It permits the prosecutor, after trying and
failing to get jurisdiction over an indictee, to put on his entire case
against that suspect, in public, before the tribunal. Witnesses may be
called and evidence entered. If there are reasonable grounds for
concluding that the accused committed the crimes indicated, the
tribunal says so and issues an international arrest warrant. "It literally
turns those indicted into international fugitives," says Goldstone.
If a U.N. member state refuses to turn over the subject of the arrest
warrant, the matter is referred to the Security Council, which may
consider imposing sanctions against the offending state.
The net effect of Rule 61 is to air allegations and, more importantly, to
restrict the accused to their own country. If they travel to or through
any of the 185 U.N. member states, they are subject to arrest. "Sooner
or later we will [get custody of more alleged war criminals]," says
Minna Schrag, the American prosecutor. "Because we keep getting
information on people who travel."
But for now the tribunal has a far more interesting proceeding to
pursue: the Tadic trial.
ALLEGED BLOOD LUST
Dusko Tadic would have been cut from the first casting call to play a
war criminal in the 1961 movie Judgment at Nuremberg. The somber,
shifty-eyed man in the dock during the pre-trial proceedings (a Dustin
Hoffman look-alike) looks more like an insurance or car salesman
than a war criminal.
Yet court papers and press reports paint a picture of Tadic as a
thuggish part-time karate instructor and café owner in the town of
Kozarac, who rose to power in the local Serbian Democratic Party as
pan-Serb nationalism exploded in late 1991. Even the photographs of
Tadic taken prior to his arrest suggest a burlier, more dangerous
person than the cowed man in the button-down shirts now appearing
at the tribunal.
He was described by one Muslim refugee as an arrogant, vengeful man
who liked to show off his martial arts skill. "He was known around
Kozarac as gratuitously violent, ready to beat up those who had
slighted him," The New York Times Magazine reported last October.
"And he was financially vulnerable, in debt to Muslim acquaintances."
The stage was set, then, for Tadic to strike back at his perceived
enemies when the Serbs seized control of Kozarac and other towns in
the Prijedor area in early 1992. According to the declaration that war
crimes prosecutor Michael Keegan filed in Tadic's November 8
deferral proceeding (which summarized the testimony of dozens of
witnesses and several documents), "although [Tadic] had very good
relations with the Muslim population prior to 1992, at the start of the
tensions in the area, he banned Muslims from his café."
When the policy of ethnic cleansing was instituted to rid the Prijedor
region of non-Serbs, Tadic became one of its chief proponents.
"Eyewitness accounts identify Tadic as being personally involved in
the forced removal of Muslims from the Prijedor area and the looting
and destruction of Muslim homes," Keegan attested.
Prosecutors claim Tadic, a married father of two, became his former
Muslim neighbors' worst nightmare.
According to Keegan's declaration, Tadic had served as a local
policeman and was an officer in the reserve militia. After the conflict
broke out, he assisted local Serb commanders who were compiling a
death list of the area's intellectuals, civic leaders, and prominent
Muslims. When the death camps like Omarska opened in early 1992,
many of their first prisoners were on these lists and were allegedly
killed or have since disappeared.
In May 1992, according to Tadic's indictment, Serb forces rounded up
all Bosnian Muslims and Croats in the Kozarac area and marched
them into the city of Prijedor, where they boarded buses for the various
camps that had been set up in the Prijedor opstina.
In a similar incident in June, Tadic allegedly forcibly removed 13
unarmed non-Serb men from their homes, made the victims "lie on the
ground, beat them with thick wooden sticks, kicked them, and then
took them from the village to an unknown location," according to the
indictment.
The Keegan declaration alleges that the worst of Tadic's sadistic
activities took place at the Omarska death camp, which he visited
"almost daily (or nightly)." Omarska was an abandoned iron ore
complex. The 5,000 prisoners who reportedly passed through lived in
inconceivably inhumane conditions. Many were held in an open ore
pit, with no shelter, no toilets, and little food or water. Tadic held no
rank in the Bosnian Serb army and was not part of the camp's Serbian
staff. Yet he allegedly often wore a camouflage uniform (and
occasionally a black mask) and directed the activities of the men who
accompanied him and the camp guards. "Tadic was also seen in the
presence of the camp commander, giving directions to camp staff on
the arrival of new prisoners," alleged Keegan.
The Keegan declaration claims that Tadic "beat and tortured prisoners
on a daily basis and is personally responsible for the murder of more
than ten prisoners. . . ." The indictment zeroes in on six incidents in
which Tadic is accused of raping one woman, murdering 13 men, and
torturing those men and scores of others. And then, of course, there is
the alleged castration incident.
According to the indictment, in late June 1992 Tadic and other
Serbian camp visitors entered a large building at Omarska known as
the "hangar" and called five prisoners out of their rooms by name. The
Times Magazine noted that three of those men were supposed rivals of
Tadic for women or karate championships. One, according to a report
in Newsday, may have been a policeman with whom Tadic had had a
run-in prior to the war.
Tadic and others then "severely beat the prisoners with various objects
and kicked them on their heads and bodies," the indictment charges.
After Fikret Harambasic was beaten, two more prisoners, identified in
the indictment as "G" and "H," were allegedly called out. What
happened next, as asserted by G himself, was a spectacle so traumatic,
so nauseating, that it "shattered camp morale," according to the Times
Magazine.
One Serb, the indictment continues, "ordered G and H to lick
Harambasic's buttocks and genitals and then to sexually mutilate
Harambasic. H covered Harambasic's mouth to silence his screams and
G bit off one of Harambasic's testicles."
The versions of the story contained in the Times Magazine, the
Newsday account, Keegan's declaration, and the indictment vary in
minor details. But the end result is uncontroverted, at least among
these accounts, which Tadic denies. Harambasic was castrated; he and
two other prisoners who had been beaten unconscious with metal rods,
truncheons, and knives died from their injuries.
Tadic has pled not guilty to all charges and claims all these accounts
of his activities are untrue. "His main defense will be the defense of
alibi, that he was not at the places at the times alleged," says his lead
defense counsel, Dutchman Michail Wladimiroff.
The prosecutors, led by senior prosecuting trial attorney Grant
Niemann, expect to put 50 to 60 witnesses on the stand who will
testify otherwise. "The evidence is quite good," says Niemann.
POST-TADIC?
Grant Niemann, 45, is well-suited to prosecute the first international
war crimes case in 50 years. One of the first prosecutors to arrive at
the tribunal, in June 1994, he immediately began working on the
prosecution of ethnic cleansing and the war crimes committed in the
Prijedor section of Bosnia, where Tadic allegedly committed his
crimes.
A stocky, ruddy-complexioned Australian with wavy white hair tucked
back behind his ears, Niemann comes off as a pugnacious prosecutor
but also a compassionate advocate for the war crimes victims. That
soft center is perhaps unsurprising for a lawyer who spent his early
years representing aboriginals in their land claims against the
Australian government. And the gruff exterior can likewise be traced
to his past: as the equivalent of the U.S. attorney in Adelaide from
1985 to 1994, Niemann tried two Nazi war crimes cases and assisted
on a third. (The first ended in an acquittal; the second was adjourned
for lack of evidence and the third was terminated after the defendant
suffered a heart attack and was deemed unfit to stand trial.)
According to Niemann, the decision to indict and try Tadic was, in
one respect, an easy one. In stark contrast to the 21 other indicted war
criminals, Tadic was in custody. It didn't hurt that the Tadic files were
fairly complete. "The Germans had done a very good and very
thorough investigation themselves and turned their material over to
us," says Niemann.
Still, Goldstone has repeatedly said that the tribunal's resources do not
permit it to go after low-level players. Where does Tadic fit into that
grand scheme?
Goldstone admits the obvious: You have to start somewhere.
"Witnesses can only implicate those they came into contact with on a
local level," he explains. "Some of the leaders are saying that the
events were random and unplanned. We need to establish a pattern of
activity." And, he adds, go after people involved at a local level, like
Tadic.
The Tadic case, Goldstone and Niemann acknowledge, may not
exactly open the judicial floodgates; at press time he was the sole
defendant in the tribunal's custody. And the trial of a single man is, of
course, only a small step toward justice and accountability in the
Balkans. "It'd be nice to know what happens after the first case ends,"
says Niemann. "It'd be nice to have them lined up."
But if Tadic is the only trial, it will be that much more important.
Because at the very least "we expose those who committed the crimes
to public scrutiny," explains tribunal president Cassese. "And with the
international community so totally impotent to deal with these crimes
otherwise, this result is not so meager."
And more importantly, the Tadic trial, beamed throughout the world
by satellite, could send a message to the Serbs, Croats, and Bosnians--
and for that matter, citizens of every country--that war crimes will not
be tolerated, that whether it is next week or ten years from now, those
who step over the bounds of acceptable behavior may end up being
held accountable for their actions.
As Judge McDonald succinctly puts it: "We are here to tell people that
the rule of law has to be respected."
(The American Lawyer is an affiliate publication of Court TV.)
Copyright 1995, American Lawyer Media.
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