Jones v. Clinton
Supreme Court Decision in Clinton v. Jones
This 1997 decision by the high court paved the way for Paula Jones to proceed with her civil suit against President Clinton. In giving Jones the ability to go ahead with her case, the Court noted that it would be dealing with significant Constitutional issues.
The Court found that lower courts were in error when they determined that the case had to be held up while Clinton was in office. The lower courts had argued that they had to uphold the rights of the Executive Branch established in the Constitution and grant what a federal appeals court termed a "functional equivalent" of temporary immunity from prosecution.
But the justices ruled that the ruling was a mistake, and that "delaying trial would increase the danger of prejudice resulting from the loss of evidence." They also wrote that it was not their belief that their decision would increase the volume of "politically motivated harassing and frivolous litigation."
They addressed Clinton's arguments that a ruling allowing the case to go forward would disrupt his ability to discharge his presidential duties by ruling that such a suit would not impinge upon his executive powers and that historical precedent did not make a case to block the suit. They pointed out that cases were brought against sitting Presidents only three times in U.S. history.
They also ruled on two other issues. Their permission to let the suit go ahead in federal court in no way reflected on the legitimacy of bringing potential suits in state courts, they said. And, assuming that the case could be conducted in a way that "will accomodate [the President's] busy schedule," they said their ruling would have no bearing on "the question whether a court may compel the attendance of the President at any specific time or place."
Coverage of Jones v. Clinton | Coverage of Kenneth Starr's investigation
SUPREME COURT OF THE UNITED STATES
No. 95-1853
WILLIAM JEFFERSON CLINTON, PETITIONER v. PAULA CORBIN JONES
on writ of certiorari to the united states court
of appeals for the eighth circuit
May 27, 1997
Justice Stevens delivered the opinion of the Court.
This case raises a constitutional and a prudential
question concerning the Office of the President of the
United States. Respondent, a private citizen, seeks to
recover damages from the current occupant of that office
based on actions allegedly taken before his term began.
The President submits that in all but the most exceptional cases the Constitution requires federal courts to
defer such litigation until his term ends and that, in
any event, respect for the office warrants such a stay.
Despite the force of the arguments supporting the
President's submissions, we conclude that they must be
rejected.
Petitioner, William Jefferson Clinton, was elected to
the Presidency in 1992, and re elected in 1996. His
term of office expires on January 20, 2001. In 1991 he
was the Governor of the State of Arkansas. Respondent,
Paula Corbin Jones, is a resident of California. In 1991
she lived in Arkansas, and was an employee of the
Arkansas Industrial Development Commission.
On May 6, 1994, she commenced this action in the
United States District Court for the Eastern District of Arkansas by filing a complaint naming petitioner and
Danny Ferguson, a former Arkansas State Police officer,
as defendants. The complaint alleges two federal claims,
and two state law claims over which the federal court
has jurisdiction because of the diverse citizenship of the
parties.
As the case comes to us, we are required to
assume the truth of the detailed--but as yet untested--
factual allegations in the complaint.
Those allegations principally describe events that are
said to have occurred on the afternoon of May 8, 1991,
during an official conference held at the Excelsior Hotel
in Little Rock, Arkansas. The Governor delivered a
speech at the conference; respondent--working as a state
employee--staffed the registration desk. She alleges
that Ferguson persuaded her to leave her desk and to
visit the Governor in a business suite at the hotel,
where he made "abhorrent" sexual advances that she
vehemently rejected. She further claims that her
superiors at work subsequently dealt with her in a
hostile and rude manner, and changed her duties to
punish her for rejecting those advances. Finally, she
alleges that after petitioner was elected President,
Ferguson defamed her by making a statement to a
reporter that implied she had accepted petitioner's
alleged overtures, and that various persons authorized
to speak for the President publicly branded her a liar by
denying that the incident had occurred.
Respondent seeks actual damages of $75,000, and
punitive damages of $100,000. Her complaint contains
four counts. The first charges that petitioner, acting
under color of state law, deprived her of rights protected
by the Constitution, in violation of Rev. Stat. §1979, 42 U.S.C. § 1983. The second charges that petitioner andFerguson engaged in a conspiracy to violate her federal
rights, also actionable under federal law. See Rev. Stat.
§1980, 42 U.S.C. § 1985. The third is a state common law claim for intentional infliction of emotional distress,
grounded primarily on the incident at the hotel. The
fourth count, also based on state law, is for defamation,
embracing both the comments allegedly made to the
press by Ferguson and the statements of petitioner's
agents. Inasmuch as the legal sufficiency of the claims
has not yet been challenged, we assume, without
deciding, that each of the four counts states a cause of
action as a matter of law. With the exception of the
last charge, which arguably may involve conduct within
the outer perimeter of the President's official responsibilities, it is perfectly clear that the alleged misconduct of
petitioner was unrelated to any of his official duties as
President of the United States and, indeed, occurred
before he was elected to that office.
In response to the complaint, petitioner promptly
advised the District Court that he intended to file a
motion to dismiss on grounds of Presidential immunity,
and requested the court to defer all other pleadings and
motions until after the immunity issue was resolved. Relying on our cases holding that immunity questions
should be decided at the earliest possible stage of the
litigation, 858 F. Supp. 902, 905 (ED Ark. 1994), our
recognition of the " `singular importance of the President's duties,' " id., at 904 (quoting Nixon v. Fitzgerald, 457 U.S. 731, 751 (1982)), and the fact that the
question did not require any analysis of the allegations
of the complaint, 858 F. Supp., at 905, the court granted
the request. Petitioner thereupon filed a motion "to
dismiss . . . without prejudice and to toll any statutes of
limitation [that may be applicable] until he is no longer
President, at which time the plaintiff may refile the
instant suit." Record, Doc. No. 17. Extensive submissions were made to the District Court by the parties and
the Department of Justice.
The District Judge denied the motion to dismiss on
immunity grounds and ruled that discovery in the case
could go forward, but ordered any trial stayed until the
end of petitioner's Presidency. 869 F. Supp. 690 (ED
Ark. 1994). Although she recognized that a "thin
majority" in Nixon v. Fitzgerald, 457 U.S. 731 (1982),
had held that "the President has absolute immunity
from civil damage actions arising out of the execution of
official duties of office," she was not convinced that "a
President has absolute immunity from civil causes of
action arising prior to assuming the office."
She was,
however, persuaded by some of the reasoning in our
opinion in Fitzgerald that deferring the trial if one were
required would be appropriate. 869 F. Supp., at
699-700. Relying in part on the fact that respondent
had failed to bring her complaint until two days beforethe 3 year period of limitations expired, she concluded
that the public interest in avoiding litigation that might
hamper the President in conducting the duties of his
office outweighed any demonstrated need for an immediate trial. Id., at 698-699.
Both parties appealed. A divided panel of the Court
of Appeals affirmed the denial of the motion to dismiss,
but because it regarded the order postponing the trial
until the President leaves office as the "functional
equivalent" of a grant of temporary immunity, it reversed that order. 72 F. 3d 1354, 1361, n. 9, 1363 (CA8
1996). Writing for the majority, Judge Bowman explained that "the President, like all other government
officials, is subject to the same laws that apply to all
other members of our society," id., at 1358, that he
could find no "case in which any public official ever has
been granted any immunity from suit for his unofficial
acts," ibid., and that the rationale for official immunity "is inapposite where only personal, private conduct by a
President is at issue," id., at 1360. The majority
specifically rejected the argument that, unless immunity
is available, the threat of judicial interference with the
Executive Branch through scheduling orders, potential
contempt citations, and sanctions would violate separation of powers principles. Judge Bowman suggested that "judicial case management sensitive to the burdens of
the presidency and the demands of the President's
schedule," would avoid the perceived danger. Id., at
1361.
In dissent, Judge Ross submitted that even though the
holding in Fitzgerald involved official acts, the logic of
the opinion, which "placed primary reliance on the
prospect that the President's discharge of his constitutional powers and duties would be impaired if he were
subject to suits for damages," applies with equal force to
this case. 72 F. 3d, at 1367. In his view, "unless
exigent circumstances can be shown," all private actionsfor damages against a sitting President must be stayed
until the completion of his term. Ibid. In this case,
Judge Ross saw no reason why the stay would prevent
respondent from ultimately obtaining an adjudication of
her claims.
In response to the dissent, Judge Beam wrote a
separate concurrence. He suggested that a prolonged
delay may well create a significant risk of irreparable
harm to respondent because of an unforeseeable loss of
evidence or the possible death of a party. Id., at
1363-1364. Moreover, he argued that in civil rights
cases brought under §1983 there is a "public interest in
an ordinary citizen's timely vindication of . . . her most
fundamental rights against alleged abuse of power by
government officials." Id., at 1365. In his view, the
dissent's concern about judicial interference with the
functioning of the Presidency was "greatly overstated."
Ibid. Neither the involvement of prior presidents in
litigation, either as parties or as witnesses, nor the
character of this "relatively uncomplicated civil litigation," indicated that the threat was serious. Id., at
1365-1366. Finally, he saw "no basis for staying
discovery or trial of the claims against Trooper
Ferguson." Id., at 1366.
The President, represented by private counsel, filed a
petition for certiorari. The Solicitor General, representing the United States, supported the petition, arguing
that the decision of the Court of Appeals was "fundamentally mistaken" and created "serious risks for the
institution of the Presidency."
In her brief in opposition to certiorari, respondent argued that this "one of a kind case is singularly inappropriate" for the exercise of
our certiorari jurisdiction because it did not create any
conflict among the Courts of Appeals, it "does not pose
any conceivable threat to the functioning of the Executive Branch," and there is no precedent supporting the
President's position.
While our decision to grant the petition expressed no
judgment concerning the merits of the case, it does
reflect our appraisal of its importance. The representations made on behalf of the Executive Branch as to the
potential impact of the precedent established by the
Court of Appeals merit our respectful and deliberate
consideration.
It is true that we have often stressed the importance
of avoiding the premature adjudication of constitutional
questions.
That doctrine of avoidance, however, is
applicable to the entire Federal Judiciary, not just to
this Court, cf. Arizonans for Official English v. Arizona,
520 U. S. ___ (1997), and comes into play after the court
has acquired jurisdiction of a case. It does not dictatea discretionary denial of every certiorari petition raising
a novel constitutional question. It does, however, make
it appropriate to identify two important constitutional
issues not encompassed within the questions presented
by the petition for certiorari that we need not address
today.
First, because the claim of immunity is asserted in a
federal court and relies heavily on the doctrine of
separation of powers that restrains each of the three
branches of the Federal Government from encroaching
on the domain of the other two, see, e.g., Buckley v.
Valeo, 424 U.S. 1, 122 (1976), it is not necessary to
consider or decide whether a comparable claim might
succeed in a state tribunal. If this case were being
heard in a state forum, instead of advancing a separation of powers argument, petitioner would presumably
rely on federalism and comity concerns,
as well as the
interest in protecting federal officials from possible local
prejudice that underlies the authority to remove certain
cases brought against federal officers from a state to afederal court, see 28 U.S.C. § 1442(a); Mesa v. California, 489 U.S. 121, 125-126 (1989). Whether those
concerns would present a more compelling case for
immunity is a question that is not before us.
Second, our decision rejecting the immunity claim and
allowing the case to proceed does not require us to
confront the question whether a court may compel the
attendance of the President at any specific time or place.
We assume that the testimony of the President, both for
discovery and for use at trial, may be taken at the
White House at a time that will accommodate his busy
schedule, and that, if a trial is held, there would be no
necessity for the President to attend in person, though
he could elect to do so.
Petitioner's principal submission--that "in all but the
most exceptional cases," Brief for Petitioner i, the
Constitution affords the President temporary immunity
from civil damages litigation arising out of events that
occurred before he took office--cannot be sustained on
the basis of precedent.
Only three sitting Presidents have been defendants in
civil litigation involving their actions prior to taking
office. Complaints against Theodore Roosevelt and
Harry Truman had been dismissed before they took
office; the dismissals were affirmed after their respective
inaugurations.
Two companion cases arising out of an
automobile accident were filed against John F. Kennedyin 1960 during the Presidential campaign.
After
taking office, he unsuccessfully argued that his status as
Commander in Chief gave him a right to a stay under
the Soldiers' and Sailors' Civil Relief Act of 1940, 50
U. S. C. App. §§501-525. The motion for a stay was
denied by the District Court, and the matter was settled
out of court.
Thus, none of those cases sheds any
light on the constitutional issue before us.
The principal rationale for affording certain public
servants immunity from suits for money damages arising
out of their official acts is inapplicable to unofficial
conduct. In cases involving prosecutors, legislators, and
judges we have repeatedly explained that the immunity
serves the public interest in enabling such officials to
perform their designated functions effectively without
fear that a particular decision may give rise to personal
liability.
We explained in Ferri v. Ackerman, 444 U.S. 193 (1979):
"As public servants, the prosecutor and the judge
represent the interest of society as a whole. The
conduct of their official duties may adversely affect
a wide variety of different individuals, each of whom
may be a potential source of future controversy.
The societal interest in providing such public
officials with the maximum ability to deal fearlesslyand impartially with the public at large has long
been recognized as an acceptable justification for
official immunity. The point of immunity for such
officials is to forestall an atmosphere of intimidation
that would conflict with their resolve to perform
their designated functions in a principled fashion."
Id., at 202-204.
That rationale provided the principal basis for our
holding that a former President of the United States
was "entitled to absolute immunity from damages
liability predicated on his official acts," Fitzgerald, 457
U. S., at 749. See id., at 752 (citing Ferri v. Ackerman).
Our central concern was to avoid rendering the President "unduly cautious in the discharge of his official
duties." 457 U. S., at 752, n. 32.
This reasoning provides no support for an immunity
for unofficial conduct. As we explained in Fitzgerald, "the sphere of protected action must be related closely
to the immunity's justifying purposes." Id., at 755.
Because of the President's broad responsibilities, werecognized in that case an immunity from damages
claims arising out of official acts extending to the "outer
perimeter of his authority." Id., at 757. But we have
never suggested that the President, or any other official,
has an immunity that extends beyond the scope of any
action taken in an official capacity. See id., at 759
(Burger, C. J., concurring) (noting that "a President, like
Members of Congress, judges, prosecutors, or congressional aides--all having absolute immunity--are not immune for acts outside official duties"); see also id., at
761, n. 4.
Moreover, when defining the scope of an immunity for
acts clearly taken within an official capacity, we have
applied a functional approach. "Frequently our decisions
have held that an official's absolute immunity should
extend only to acts in performance of particular functions of his office." Id., at 755. Hence, for example, a
judge's absolute immunity does not extend to actions
performed in a purely administrative capacity. See
Forrester v. White, 484 U.S. 219, 229-230 (1988). As
our opinions have made clear, immunities are grounded
in "the nature of the function performed, not the identity
of the actor who performed it." Id., at 229.
Petitioner's effort to construct an immunity from suit
for unofficial acts grounded purely in the identity of his
office is unsupported by precedent.
We are also unpersuaded by the evidence from the
historical record to which petitioner has called our
attention. He points to a comment by Thomas Jefferson
protesting the subpoena duces tecum Chief Justice
Marshall directed to him in the Burr trial,
a statement in the diaries kept by Senator William Maclay of
the first Senate debates, in which then Vice President
John Adams and Senator Oliver Ellsworth are recorded
as having said that "the President personally [is] not
. . . subject to any process whatever," lest it be "put . . .
in the power of a common Justice to exercise any
Authority over him and Stop the Whole Machine of
Government," and to a quotation from Justice Story's
Commentaries on the Constitution. None of these
sources sheds much light on the question at hand.
Respondent, in turn, has called our attention to
conflicting historical evidence. Speaking in favor of the
Constitution's adoption at the Pennsylvania Convention,
James Wilson--who had participated in the Philadelphia
Convention at which the document was drafted--explained that, although the President "is placed [on]
high," "not a single privilege is annexed to his character;
far from being above the laws, he is amenable to them
in his private character as a citizen, and in his public
character by impeachment." 2 J. Elliot, Debates on
the Federal Constitution 480 (2d ed. 1863) (emphasis
omitted). This description is consistent with both the
doctrine of presidential immunity as set forth in Fitzgerald, and rejection of the immunity claim in this case.
With respect to acts taken in his "public character"--
that is official acts--the President may be disciplined
principally by impeachment, not by private lawsuits for
damages. But he is otherwise subject to the laws for
his purely private acts.
In the end, as applied to the particular question before
us, we reach the same conclusion about these historical
materials that Justice Jackson described when confronted with an issue concerning the dimensions of the
President's power. "Just what our forefathers did
envision, or would have envisioned had they foreseen
modern conditions, must be divined from materials
almost as enigmatic as the dreams Joseph was called
upon to interpret for Pharoah. A century and a half of
partisan debate and scholarly speculation yields no net
result but only supplies more or less apt quotations from
respected sources on each side . . . . They largely cancel each other." Youngstown Sheet & Tube Co. v. Sawyer,
343 U.S. 579, 634-635 (1952) (concurring opinion).
Petitioner's strongest argument supporting his immunity claim is based on the text and structure of the
Constitution. He does not contend that the occupant of
the Office of the President is "above the law," in the
sense that his conduct is entirely immune from judicial
scrutiny.
The President argues merely for a postponement of the judicial proceedings that will determine
whether he violated any law. His argument is grounded
in the character of the office that was created by Article
II of the Constitution, and relies on separation of powers
principles that have structured our constitutional
arrangement since the founding.
As a starting premise, petitioner contends that he
occupies a unique office with powers and responsibilities
so vast and important that the public interest demands
that he devote his undivided time and attention to his
public duties. He submits that--given the nature of the
office--the doctrine of separation of powers places limits
on the authority of the Federal Judiciary to interfere
with the Executive Branch that would be transgressed
by allowing this action to proceed.
We have no dispute with the initial premise of the
argument. Former presidents, from George Washingtonto George Bush, have consistently endorsed petitioner's
characterization of the office.
After serving his term,
Lyndon Johnson observed: "Of all the 1,886 nights I was
President, there were not many when I got to sleep
before 1 or 2 a.m., and there were few mornings when
I didn't wake up by 6 or 6:30."
In 1967, the Twenty fifth Amendment to the Constitution was adopted to
ensure continuity in the performance of the powers and
duties of the office;
one of the sponsors of that Amendment stressed the importance of providing that "at all
times" there be a President "who has complete control
and will be able to perform" those duties.
As Justice
Jackson has pointed out, the Presidency concentrates
executive authority "in a single head in whose choice the
whole Nation has a part, making him the focus of public
hopes and expectations. In drama, magnitude and
finality his decisions so far overshadow any others that
almost alone he fills the public eye and ear." Youngstown Sheet & Tube Co. v. Sawyer, 343 U. S., at 653
(Jackson, J., concurring). We have, in short, long
recognized the "unique position in the constitutional
scheme" that this office occupies. Fitzgerald, 457 U. S.,
at 749.
Thus, while we suspect that even in ourmodern era there remains some truth to Chief Justice
Marshall's suggestion that the duties of the Presidency
are not entirely "unremitting," United States v. Burr, 25
F. Cas. 30, 34 (CC Va. 1807), we accept the initial
premise of the Executive's argument.
It does not follow, however, that separation of powers
principles would be violated by allowing this action to
proceed. The doctrine of separation of powers is concerned with the allocation of official power among the
three co equal branches of our Government. The Framers "built into the tripartite Federal Government . . . a
self executing safeguard against the encroachment or
aggrandizement of one branch at the expense of the
other." Buckley v. Valeo, 424 U. S., at 122.
Thus,
for example, the Congress may not exercise the judicial
power to revise final judgments, Plaut v. SpendthriftFarm, Inc., 514 U.S. 211 (1995),
or the executive
power to manage an airport, see Metropolitan Washington Airports Authority v. Citizens for Abatement of Aircraft Noise, Inc., 501 U.S. 252, 276 (1991) (holding that "[i]f the power is executive, the Constitution does not
permit an agent of Congress to exercise it").
See J.
W. Hampton, Jr., & Co. v. United States, 276 U.S. 394,
406 (1928) (Congress may not "invest itself or its members with either executive power or judicial power").
Similarly, the President may not exercise the legislative
power to authorize the seizure of private property for
public use. Youngstown, 343 U. S., at 588. And, the
judicial power to decide cases and controversies does not
include the provision of purely advisory opinions to the
Executive,
or permit the federal courts to resolve
nonjusticiable questions.
Of course the lines between the powers of the three
branches are not always neatly defined. See Mistretta
v. United States, 488 U.S. 361, 380-381 (1989).
But
in this case there is no suggestion that the Federal
Judiciary is being asked to perform any function that
might in some way be described as "executive." Respondent is merely asking the courts to exercise their core
Article III jurisdiction to decide cases and controversies.
Whatever the outcome of this case, there is no possibility that the decision will curtail the scope of the official
powers of the Executive Branch. The litigation of questions that relate entirely to the unofficial conduct of the
individual who happens to be the President poses no
perceptible risk of misallocation of either judicial power
or executive power.
Rather than arguing that the decision of the case will
produce either an aggrandizement of judicial power or a
narrowing of executive power, petitioner contends
that--as a by product of an otherwise traditional exercise of judicial power--burdens will be placed on the
President that will hamper the performance of his official duties. We have recognized that "[e]ven when a
branch does not arrogate power to itself . . . the separation of powers doctrine requires that a branch not impair another in the performance of its constitutional
duties." Loving v. United States, 517 U. S. ___, ___
(1996) (slip op., at 8); see also Nixon v. Administrator of
General Services, 433 U.S. 425, 443 (1977). As a factual matter, petitioner contends that this particular
case--as well as the potential additional litigation that
an affirmance of the Court of Appeals judgment might
spawn--may impose an unacceptable burden on the
President's time and energy, and thereby impair the
effective performance of his office.
Petitioner's predictive judgment finds little support in
either history or the relatively narrow compass of the
issues raised in this particular case. As we have already noted, in the more than 200 year history of the
Republic, only three sitting Presidents have been subjected to suits for their private actions.
See supra, at
9-10. If the past is any indicator, it seems unlikely
that a deluge of such litigation will ever engulf the
Presidency. As for the case at hand, if properly managed by the District Court, it appears to us highly
unlikely to occupy any substantial amount of petitioner's
time.
Of greater significance, petitioner errs by presuming
that interactions between the Judicial Branch and theExecutive, even quite burdensome interactions, necessarily rise to the level of constitutionally forbidden impairment of the Executive's ability to perform its constitutionally mandated functions. "[O]ur . . . system imposes
upon the Branches a degree of overlapping responsibility, a duty of interdependence as well as independence
the absence of which `would preclude the establishment
of a Nation capable of governing itself effectively.' "
Mistretta, 488 U. S., at 381 (quoting Buckley, 424 U. S.,
at 121). As Madison explained, separation of powers
does not mean that the branches "ought to have no
partial agency in, or no controul over the acts of each
other."
The fact that a federal court's exercise of its
traditional Article III jurisdiction may significantly
burden the time and attention of the Chief Executive is
not sufficient to establish a violation of the Constitution.
Two long settled propositions, first announced by Chief
Justice Marshall, support that conclusion.
First, we have long held that when the President
takes official action, the Court has the authority to
determine whether he has acted within the law. Perhaps the most dramatic example of such a case is our
holding that President Truman exceeded his constitutional authority when he issued an order directing the
Secretary of Commerce to take possession of and operate
most of the Nation's steel mills in order to avert a
national catastrophe. Youngstown Sheet & Tube Co. v.
Sawyer, 343 U.S. 579 (1952). Despite the serious
impact of that decision on the ability of the Executive
Branch to accomplish its assigned mission, and the
substantial time that the President must necessarily
have devoted to the matter as a result of judicial involvement, we exercised our Article III jurisdiction todecide whether his official conduct conformed to the law.
Our holding was an application of the principle established in Marbury v. Madison, 1 Cranch 137 (1803),
that "[i]t is emphatically the province and duty of the
judicial department to say what the law is." Id., at
177.
Second, it is also settled that the President is subject
to judicial process in appropriate circumstances. Although Thomas Jefferson apparently thought otherwise,
Chief Justice Marshall, when presiding in the treason
trial of Aaron Burr, ruled that a subpoena duces tecum
could be directed to the President. United States v.
Burr, 25 F. Cas. 30 (No. 14,692d) (CC Va. 1807).
We
unequivocally and emphatically endorsed Marshall's
position when we held that President Nixon was obligated to comply with a subpoena commanding him to
produce certain tape recordings of his conversations with
his aides. United States v. Nixon, 418 U.S. 683 (1974).
As we explained, "neither the doctrine of separation of
powers, nor the need for confidentiality of high level
communications, without more, can sustain an absolute,
unqualified Presidential privilege of immunity from
judicial process under all circumstances." Id., at 706.
Sitting Presidents have responded to court orders to
provide testimony and other information with sufficient
frequency that such interactions between the Judicial
and Executive Branches can scarcely be thought a novelty. President Monroe responded to written interrogatories, see Rotunda, Presidents and Ex Presidents as
Witnesses: A Brief Historical Footnote, 1975 U. Ill. L. F.
1, 5-6, President Nixon--as noted above--produced
tapes in response to a subpoena duces tecum, see United
States v. Nixon, President Ford complied with an order
to give a deposition in a criminal trial, United States v.
Fromme, 405 F. Supp. 578 (ED Cal. 1975), and President Clinton has twice given videotaped testimony in
criminal proceedings, see United States v. McDougal,
934 F. Supp. 296 (ED Ark. 1996); United States v.
Branscum, No., LRP-CR%96-49 (ED Ark., June 7, 1996).
Moreover, sitting Presidents have also voluntarily complied with judicial requests for testimony. President
Grant gave a lengthy deposition in a criminal case
under such circumstances, R. Rotunda & J. Nowak,
Treatise on Constitutional Law §7.1 (2d ed. 1992), and
President Carter similarly gave videotaped testimony for
use at a criminal trial, ibid.
In sum, "[i]t is settled law that the separation of powers doctrine does not bar every exercise of jurisdiction
over the President of the United States." Fitzgerald,
457 U. S., at 753-754. If the Judiciary may severely
burden the Executive Branch by reviewing the legality
of the President's official conduct, and if it may direct appropriate process to the President himself, it mustfollow that the federal courts have power to determine
the legality of his unofficial conduct. The burden on the
President's time and energy that is a mere by product of
such review surely cannot be considered as onerous as
the direct burden imposed by judicial review and the
occasional invalidation of his official actions.
We
therefore hold that the doctrine of separation of powers
does not require federal courts to stay all private actions against the President until he leaves office.
The reasons for rejecting such a categorical rule apply
as well to a rule that would require a stay "in all but
the most exceptional cases." Brief for Petitioner i.
Indeed, if the Framers of the Constitution had thought
it necessary to protect the President from the burdens
of private litigation, we think it far more likely that
they would have adopted a categorical rule than a rule
that required the President to litigate the question
whether a specific case belonged in the "exceptional
case" subcategory. In all events, the question whether
a specific case should receive exceptional treatment is
more appropriately the subject of the exercise of judicial
discretion than an interpretation of the Constitution.
Accordingly, we turn to the question whether the District Court's decision to stay the trial until after petitioner leaves office was an abuse of discretion.
The Court of Appeals described the District Court's
discretionary decision to stay the trial as the "functional
equivalent" of a grant of temporary immunity. 72 F.
3d, at 1361, n. 9. Concluding that petitioner was not
constitutionally entitled to such an immunity, the court
held that it was error to grant the stay. Ibid. Although we ultimately conclude that the stay should not
have been granted, we think the issue is more difficult
than the opinion of the Court of Appeals suggests.
Strictly speaking the stay was not the functional
equivalent of the constitutional immunity that petitioner
claimed, because the District Court ordered discovery to
proceed. Moreover, a stay of either the trial or discovery might be justified by considerations that do not
require the recognition of any constitutional immunity.
The District Court has broad discretion to stay proceedings
as an incident to its power to control its own docket.
See, e.g., Landis v. North American Co., 299 U.S. 248,
254 (1936). As we have explained, "[e]specially in cases
of extraordinary public moment, [a plaintiff] may be
required to submit to delay not immoderate in extent
and not oppressive in its consequences if the public
welfare or convenience will thereby be promoted." Id.,
at 256. Although we have rejected the argument that
the potential burdens on the President violate separation of powers principles, those burdens are appropriate
matters for the District Court to evaluate in its management of the case. The high respect that is owed to the
office of the Chief Executive, though not justifying a
rule of categorical immunity, is a matter that should
inform the conduct of the entire proceeding, including
the timing and scope of discovery.
Nevertheless, we are persuaded that it was an abuse
of discretion for the District Court to defer the trial
until after the President leaves office. Such a lengthy
and categorical stay takes no account whatever of the
respondent's interest in bringing the case to trial. The
complaint was filed within the statutory limitations
period--albeit near the end of that period--and delaying
trial would increase the danger of prejudice resulting
from the loss of evidence, including the inability of
witnesses to recall specific facts, or the possible death of
a party.
The decision to postpone the trial was, furthermore,
premature. The proponent of a stay bears the burden
of establishing its need. Id., at 255. In this case, at
the stage at which the District Court made its ruling,
there was no way to assess whether a stay of trial after
the completion of discovery would be warranted. Other
than the fact that a trial may consume some of the
President's time and attention, there is nothing in the
record to enable a judge to assess the potential harm
that may ensue from scheduling the trial promptly after
discovery is concluded. We think the District Court may have given undue weight to the concern that a
trial might generate unrelated civil actions that could
conceivably hamper the President in conducting the
duties of his office. If and when that should occur, the
court's discretion would permit it to manage those actions in such fashion (including deferral of trial) that
interference with the President's duties would not occur.
But no such impingement upon the President's conduct
of his office was shown here.
We add a final comment on two matters that are
discussed at length in the briefs: the risk that our
decision will generate a large volume of politically motivated harassing and frivolous litigation, and the danger
that national security concerns might prevent the
President from explaining a legitimate need for a
continuance.
We are not persuaded that either of these risks is
serious. Most frivolous and vexatious litigation is terminated at the pleading stage or on summary judgment,
with little if any personal involvement by the defendant.
See Fed. Rules Civ. Proc. 12, 56. Moreover, the availability of sanctions provides a significant deterrent to
litigation directed at the President in his unofficial
capacity for purposes of political gain or harassment.
History indicates that the likelihood that a significant
number of such cases will be filed is remote. Although
scheduling problems may arise, there is no reason to
assume that the District Courts will be either unable to
accommodate the President's needs or unfaithful to the
tradition--especially in matters involving national security--of giving "the utmost deference to Presidential
responsibilities."
Several Presidents, including petitioner, have given testimony without jeopardizing the
Nation's security. See supra, at 23. In short, we have
confidence in the ability of our federal judges to deal
with both of these concerns.
If Congress deems it appropriate to afford the President stronger protection, it may respond with appropriate legislation. As petitioner notes in his brief, Congress has enacted more than one statute providing for
the deferral of civil litigation to accommodate important
public interests. Brief for Petitioner 34-36.
See, e.g.,
11 U.S.C. § 362 (litigation against debtor stayed upon
filing of bankruptcy petition); Soldiers' and Sailors' Civil
Relief Act of 1940, 50 U. S. C. App. §§501-525 (provisions governing, inter alia, tolling or stay of civil claims
by or against military personnel during course of active
duty). If the Constitution embodied the rule that the
President advocates, Congress, of course, could not
repeal it. But our holding today raises no barrier to a
statutory response to these concerns.
The Federal District Court has jurisdiction to decide
this case. Like every other citizen who properly invokes
that jurisdiction, respondent has a right to an orderly
disposition of her claims. Accordingly, the judgment of
the Court of Appeals is affirmed.
It is so ordered.
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